CONNECT

Address:

111 Clebourne Street Suite 230
Fort Mill, SC 29715

Phone:

803-802-7224

Fax/Other:

803-802-7225

 

 

 

David J. Macaulay   CFP®  Practitioner Disclosure Form        

Professional Designation & Licenses

 

CERTIFIED FINANCIAL PLANNER ™

Chartered Financial Consultant

 

Advisory Services through Macaulay & Associates,

a South Carolina Registered Investment Advisor.

 

Insurance: Life, Accident, Health & Variable licenses in SC & NC

 

Securities:  Investment Advisor, Series 65 in SC, NC

                

              

 

Education

Erskine College   Due West, SC   1984

BS, Business Administration

Wall Street Journal Student Achievement Award

 

Graduate School of Banking   Louisiana State University   1998

 

Professional Experience

2007– Present

Macaulay & Associates

CFP®, Registered Principal

 

1999-2007

Carolina Capital Group, Inc. Rock Hill, SC

Registered Representative       

 

1996-1999

First Citizens Bank & Trust   Fort Mill, SC

Vice President, City Executive

            Opened two offices in Fort Mill and Tega Cay.  Responsible for the income, expense

        and development of the market area.

 

1993-1996

First National Bank & Trust   Asheboro, NC

Vice President, City Executive

            Responsible for the sales management of four branch offices.  Provided retail

        and commercial loan approval in excess of Branch Manager authority levels.

 

1985-1993

Rock Hill National Bank    Rock Hill, SC

Assistant Vice President

            Development Officer.  Prior duties included Branch Manager & Manager

        of Indirect Loan Sales/Retail Loan Officer.

 

1979-1987

SC Army National Guard   Greer, SC

Sergeant

            Assistant to Operations and Intelligence Officer at Battalion level.

 

Philosophy in working with clients

To guide you through your current Life Stage Goals by providing thoughtful planning

and to continue that relationship through future stages.  This will be accomplished by

obtaining from you significant financial and other information including attitudes, goals

and objectives; analyze the information obtained to develop alternatives for your

consideration; educate you about the implications of the alternatives; implement the

alternative selected by you;  periodically update the plan selected.

 

In a personal financial planning engagement, I endeavor to consistently act in the interest

of my client and to place your interest ahead of my own.  It is my desire to be your chief

financial advisor and to coordinate the efforts of your accountant and attorney in your best interest.

 

Compensation

Fees and commissions are sources of compensation.

 

 

 

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Check the background of this financial professional on FINRA's BrokerCheck